Unclaimed Profile

Ryan Gregory Caldwell

AIML TRADING PARTNERS LLC·COLD SPRING HARBOR, New York

SIE, Series 7, Series 668 years registeredAIML TRADING PARTNERS LLC

43 MAIN ST, COLD SPRING HARBOR, NY 11724CRD# 6642132Firm CRD# 331742

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ryan Gregory Caldwell · COLD SPRING HARBOR, NY

Registration

CRD #6642132 · AIML TRADING PARTNERS LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AIML TRADING PARTNERS LLC

AIML TRADING PARTNERS

Jun 2024 – Dec 2025

COLD SPRING HARBOR, NY

MORGAN STANLEY

Jan 2018 – Jun 2023

New York, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 29, 2018

Years registered · 8

Disclosure History

2024Customer Dispute·Settled

2023Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AIML TRADING PARTNERS LLC

CRD 331742 · SEC 801-130982

AUM

$35M

Regulatory assets under management

Employees

25 client accounts

Services offered by AIML TRADING PARTNERS LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AIML TRADING PARTNERS LLC →

Introduction

Speak with Ryan

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ryan is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in COLD SPRING HARBOR?

Browse all registered financial advisors in COLD SPRING HARBOR, New York or claim this profile if it's yours.

Browse COLD SPRING HARBOR Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ryan Gregory Caldwell offer?

Ryan Gregory Caldwell specializes in Investment Management, Fee-Only Advisory.

What are Ryan Gregory Caldwell's credentials?

Ryan Gregory Caldwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ryan Gregory Caldwell located?

Ryan Gregory Caldwell is based in COLD SPRING HARBOR, New York, last registered with AIML TRADING PARTNERS LLC.

How does Ryan Gregory Caldwell charge for services?

Ryan Gregory Caldwell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AIML TRADING PARTNERS LLC?

AIML TRADING PARTNERS LLC has approximately 1 employees and manages $35M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →