Unclaimed Profile

Stephen Kai-Jen Shueh

ROUNDVIEW CAPITAL, LLC·PRINCETON, New Jersey

Clean record24 years registeredROUNDVIEW CAPITAL, LLC

182 NASSAU STREET, PRINCETON, NJ 08542-7000CRD# 4332560Firm CRD# 148083

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Kai-Jen Shueh · PRINCETON, NJ

Registration

CRD #4332560 · ROUNDVIEW CAPITAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ROUNDVIEW CAPITAL, LLC

Jan 2009 – present

ALTER ASSET MANAGEMENT INC

Jun 2002 – Jan 2012

PRINCETON, NJ

Registrations & Exams

Registration record

First registered · June 24, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROUNDVIEW CAPITAL, LLC

CRD 148083 · SEC 801-69519

AUM

$1.4B

Regulatory assets under management

Employees

1,603 client accounts

Services offered by ROUNDVIEW CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ROUNDVIEW CAPITAL, LLC →

Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PRINCETON?

Browse all registered financial advisors in PRINCETON, New Jersey or claim this profile if it's yours.

Browse PRINCETON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Stephen Kai-Jen Shueh offer?

Stephen Kai-Jen Shueh specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PRINCETON, New Jersey for a consultation.

What are Stephen Kai-Jen Shueh's credentials?

Stephen Kai-Jen Shueh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Kai-Jen Shueh located?

Stephen Kai-Jen Shueh is based in PRINCETON, New Jersey, working with ROUNDVIEW CAPITAL, LLC. Their office serves clients in the PRINCETON metropolitan area and surrounding communities.

How does Stephen Kai-Jen Shueh charge for services?

Stephen Kai-Jen Shueh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROUNDVIEW CAPITAL, LLC?

ROUNDVIEW CAPITAL, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →