Unclaimed Profile

Andrew Shi-Yi Lieu

ROUNDVIEW CAPITAL, LLC·PRINCETON, New Jersey

Series 7, Series 63, Series 65Clean record14 years registeredROUNDVIEW CAPITAL, LLC

182 NASSAU STREET, PRINCETON, NJ 08542-7000CRD# 5189147Firm CRD# 148083

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Shi-Yi Lieu · PRINCETON, NJ

Registration

CRD #5189147 · ROUNDVIEW CAPITAL, LLC · 14 years registered

Brand Profile

Not yet started

Career History

ROUNDVIEW CAPITAL, LLC

May 2012 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 14, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROUNDVIEW CAPITAL, LLC

CRD 148083 · SEC 801-69519

AUM

$1.4B

Regulatory assets under management

Employees

1,603 client accounts

Services offered by ROUNDVIEW CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ROUNDVIEW CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Shi-Yi Lieu offer?

Andrew Shi-Yi Lieu specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PRINCETON, New Jersey for a consultation.

What are Andrew Shi-Yi Lieu's credentials?

Andrew Shi-Yi Lieu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Shi-Yi Lieu located?

Andrew Shi-Yi Lieu is based in PRINCETON, New Jersey, working with ROUNDVIEW CAPITAL, LLC. Their office serves clients in the PRINCETON metropolitan area and surrounding communities.

How does Andrew Shi-Yi Lieu charge for services?

Andrew Shi-Yi Lieu's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROUNDVIEW CAPITAL, LLC?

ROUNDVIEW CAPITAL, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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