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Andrew Shi-Yi Lieu

ROUNDVIEW CAPITAL, LLC·PRINCETON, New Jersey
Unclaimed Profile
182 NASSAU STREET, PRINCETON, NJ 08542-7000CRD# 5189147Firm CRD# 148083
01

About

Andrew Shi-Yi Lieu is a registered financial advisor based in PRINCETON, New Jersey, affiliated with ROUNDVIEW CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
ROUNDVIEW CAPITAL, LLC
ROUNDVIEW CAPITAL, LLC
AUM
$1.4B
Regulatory assets under management
Employees
12
Total firm employees
View all advisors at ROUNDVIEW CAPITAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 5189147
Firm CRD# 148083
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Andrew Shi-Yi Lieu offer?
Andrew Shi-Yi Lieu specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PRINCETON, New Jersey for a consultation.
What are Andrew Shi-Yi Lieu's credentials?
Andrew Shi-Yi Lieu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew Shi-Yi Lieu located?
Andrew Shi-Yi Lieu is based in PRINCETON, New Jersey, working with ROUNDVIEW CAPITAL, LLC. Their office serves clients in the PRINCETON metropolitan area and surrounding communities.
How does Andrew Shi-Yi Lieu charge for services?
Andrew Shi-Yi Lieu's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROUNDVIEW CAPITAL, LLC?
ROUNDVIEW CAPITAL, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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