Unclaimed Profile

Thomas John Sowanick

OMNIVEST GROUP LLC·PRINCETON, New Jersey

SIE, Series 7, Series 24, Series 63, Series 66, Series 86, Series 8710 years registeredOMNIVEST GROUP LLC

344 NASSAU STREET, PRINCETON, NJ 08540CRD# 2819903Firm CRD# 141057

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas John Sowanick · PRINCETON, NJ

Registration

CRD #2819903 · OMNIVEST GROUP LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OMNIVEST GROUP LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2018 – Aug 2019

PRINCETON, NJ

MORGAN STANLEY

Feb 2016 – Jul 2017

LAWRENCEVILLE, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Series 86

Series 87

Registration record

First registered · February 25, 2016

Years registered · 10

Disclosure History

2017Financial·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OMNIVEST GROUP LLC

CRD 141057 · SEC 801-66936

AUM

$108M

Regulatory assets under management

Employees

16 client accounts

Services offered by OMNIVEST GROUP LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at OMNIVEST GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Thomas John Sowanick offer?

Thomas John Sowanick specializes in Investment Management, Wealth Management.

What are Thomas John Sowanick's credentials?

Thomas John Sowanick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas John Sowanick located?

Thomas John Sowanick is based in PRINCETON, New Jersey, last registered with OMNIVEST GROUP LLC.

How does Thomas John Sowanick charge for services?

Thomas John Sowanick's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OMNIVEST GROUP LLC?

OMNIVEST GROUP LLC has approximately 6 employees and manages $108M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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