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Sarfraz Hamid Lalani

ROC RESOURCES, LLC·PRINCETON, New Jersey
Unclaimed Profile
17 HULFISH STREET, PRINCETON, NJ 08542CRD# 4576567Firm CRD# 160059
01

About

Sarfraz Hamid Lalani is a registered financial advisor based in PRINCETON, New Jersey, affiliated with ROC RESOURCES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
ROC RESOURCES, LLC
ROC RESOURCES, LLC
AUM
$395M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at ROC RESOURCES, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4576567
Firm CRD# 160059
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Sarfraz Hamid Lalani offer?
Sarfraz Hamid Lalani specializes in Retirement Planning. Contact their office in PRINCETON, New Jersey for a consultation.
What are Sarfraz Hamid Lalani's credentials?
Sarfraz Hamid Lalani is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sarfraz Hamid Lalani located?
Sarfraz Hamid Lalani is based in PRINCETON, New Jersey, working with ROC RESOURCES, LLC. Their office serves clients in the PRINCETON metropolitan area and surrounding communities.
How does Sarfraz Hamid Lalani charge for services?
Sarfraz Hamid Lalani's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROC RESOURCES, LLC?
ROC RESOURCES, LLC has approximately 8 employees and manages $395M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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