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Sarfraz Hamid Lalani

ROC RESOURCES, LLC·PRINCETON, New Jersey
Clean recordROC RESOURCES, LLC
17 HULFISH STREET, PRINCETON, NJ 08542CRD# 4576567Firm CRD# 160059

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sarfraz Hamid Lalani · PRINCETON, NJ
Registration
CRD #4576567 · ROC RESOURCES, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Sarfraz Hamid Lalani is a registered financial advisor based in PRINCETON, New Jersey, affiliated with ROC RESOURCES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
ROC RESOURCES, LLC
ROC RESOURCES, LLC
AUM
$395M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at ROC RESOURCES, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4576567
Firm CRD# 160059
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Sarfraz Hamid Lalani offer?
Sarfraz Hamid Lalani specializes in Retirement Planning. Contact their office in PRINCETON, New Jersey for a consultation.
What are Sarfraz Hamid Lalani's credentials?
Sarfraz Hamid Lalani is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sarfraz Hamid Lalani located?
Sarfraz Hamid Lalani is based in PRINCETON, New Jersey, working with ROC RESOURCES, LLC. Their office serves clients in the PRINCETON metropolitan area and surrounding communities.
How does Sarfraz Hamid Lalani charge for services?
Sarfraz Hamid Lalani's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROC RESOURCES, LLC?
ROC RESOURCES, LLC has approximately 8 employees and manages $395M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROC RESOURCES, LLC

Brian Keith Williamson
PRINCETON, NJ
Stephanie Lyn Pindyck-Costantino
PRINCETON, NJ

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