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Sarfraz Hamid Lalani

ROC RESOURCES, LLC·PRINCETON, New Jersey
SIE, Series 7Clean recordROC RESOURCES, LLC
17 HULFISH STREET, PRINCETON, NJ 08542CRD# 4576567Firm CRD# 160059

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sarfraz Hamid Lalani · PRINCETON, NJ
Registration
CRD #4576567 · ROC RESOURCES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ROC RESOURCES, LLC
CRD 160059 · SEC 801-72976
AUM
$395M
Regulatory assets under management
Employees
8
7 client accounts
Services offered by ROC RESOURCES, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at ROC RESOURCES, LLC →
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Frequently Asked Questions

What services does Sarfraz Hamid Lalani offer?
Sarfraz Hamid Lalani specializes in Retirement Planning. Contact their office in PRINCETON, New Jersey for a consultation.
What are Sarfraz Hamid Lalani's credentials?
Sarfraz Hamid Lalani is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sarfraz Hamid Lalani located?
Sarfraz Hamid Lalani is based in PRINCETON, New Jersey, working with ROC RESOURCES, LLC. Their office serves clients in the PRINCETON metropolitan area and surrounding communities.
How does Sarfraz Hamid Lalani charge for services?
Sarfraz Hamid Lalani's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROC RESOURCES, LLC?
ROC RESOURCES, LLC has approximately 8 employees and manages $395M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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