Unclaimed Profile

Howard Todd Alter

ROUNDVIEW CAPITAL, LLC·PRINCETON, New Jersey

Series 2, Series 63, Series 65Clean record24 years registeredROUNDVIEW CAPITAL, LLC

182 NASSAU STREET, PRINCETON, NJ 08542-7000CRD# 2255826Firm CRD# 148083

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Todd Alter · PRINCETON, NJ

Registration

CRD #2255826 · ROUNDVIEW CAPITAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ROUNDVIEW CAPITAL, LLC

Jan 2009 – present

ALTER ASSET MANAGEMENT INC

Jul 2002 – Jan 2012

PRINCETON, NJ

Registrations & Exams

FINRA examinations passed

Series 2

Series 63

Series 65

Registration record

First registered · July 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROUNDVIEW CAPITAL, LLC

CRD 148083 · SEC 801-69519

AUM

$1.4B

Regulatory assets under management

Employees

1,603 client accounts

Services offered by ROUNDVIEW CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ROUNDVIEW CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Howard Todd Alter offer?

Howard Todd Alter specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PRINCETON, New Jersey for a consultation.

What are Howard Todd Alter's credentials?

Howard Todd Alter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Todd Alter located?

Howard Todd Alter is based in PRINCETON, New Jersey, working with ROUNDVIEW CAPITAL, LLC. Their office serves clients in the PRINCETON metropolitan area and surrounding communities.

How does Howard Todd Alter charge for services?

Howard Todd Alter's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROUNDVIEW CAPITAL, LLC?

ROUNDVIEW CAPITAL, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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