ROUNDVIEW CAPITAL, LLC

PRINCETON, New Jersey·7 registered advisors·CRD# 148083

SEC# 801-695190609-688-9500

01

Firm Overview

AUM

$1.4B

Regulatory assets under management

Employees

12

Total firm employees

Advisors

7

Registered representatives

02

Services & Fees

Advisory Services

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Compensation

Percentage of AUM

Subscription fees

03

Specialties

Financial Planning Investment Management Retirement Planning

04

Advisors at ROUNDVIEW CAPITAL, LLC

7 registered advisors

Andrew Shi-Yi Lieu

PRINCETON, New Jersey

Christina Sim Keddie

PRINCETON, New Jersey

George Edward Andresen

PRINCETON, New Jersey

Howard Todd Alter

PRINCETON, New Jersey

Janet Garfai Chen

PRINCETON, New Jersey

Matthew Douglas Wallack

PRINCETON, New Jersey

Stephen Kai-Jen Shueh

PRINCETON, New Jersey

05

Office Locations

PRINCETON, New Jersey

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Data sourced from SEC Form ADV filings. ROUNDVIEW CAPITAL, LLC (CRD# 148083) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.