Unclaimed Profile

Shawn T Valliere

LAKE STREET ADVISORS GROUP, LLC·PORTSMOUTH, New Hampshire

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 6620 years registeredLAKE STREET ADVISORS GROUP, LLC

145 MAPLEWOOD AVENUE, PORTSMOUTH, NH 03801CRD# 5038797Firm CRD# 288300

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn T Valliere · PORTSMOUTH, NH

Registration

CRD #5038797 · LAKE STREET ADVISORS GROUP, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LAKE STREET ADVISORS GROUP, LLC

LAKE STREET ADVISORS

Apr 2021 – Mar 2025

PORTSMOUTH, NH

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 2018 – Aug 2019

BOSTON, MA

STRATEGIC ADVISERS LLC

Sep 2017 – Jul 2018

BOSTON, MA

STRATEGIC ADVISERS, INC.

Aug 2006 – Oct 2015

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 66

Registration record

First registered · August 7, 2006

Years registered · 20

Disclosure History

2025Employment Separation After Allegations

2009Customer Dispute·Denied

2009Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LAKE STREET ADVISORS GROUP, LLC

CRD 288300 · SEC 801-110455

AUM

$3.1B

Regulatory assets under management

Employees

1,858 client accounts

Services offered by LAKE STREET ADVISORS GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LAKE STREET ADVISORS GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Shawn T Valliere offer?

Shawn T Valliere specializes in Financial Planning, Investment Management.

What are Shawn T Valliere's credentials?

Shawn T Valliere is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn T Valliere located?

Shawn T Valliere is based in PORTSMOUTH, New Hampshire, last registered with LAKE STREET ADVISORS GROUP, LLC.

How does Shawn T Valliere charge for services?

Shawn T Valliere's firm is compensated through percentage of aum, subscription fees, other: percent of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAKE STREET ADVISORS GROUP, LLC?

LAKE STREET ADVISORS GROUP, LLC has approximately 45 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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