Unclaimed Profile

Joseph Winlock Chase

LAKE STREET ADVISORS GROUP, LLC·PORTSMOUTH, New Hampshire

Series 65Clean record13 years registeredLAKE STREET ADVISORS GROUP, LLC

145 MAPLEWOOD AVENUE, PORTSMOUTH, NH 03801CRD# 6168727Firm CRD# 288300

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Winlock Chase · PORTSMOUTH, NH

Registration

CRD #6168727 · LAKE STREET ADVISORS GROUP, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LAKE STREET ADVISORS GROUP, LLC

SCS CAPITAL MANAGEMENT LLC

Mar 2025 – Jun 2026

Portsmouth, NH

LAKE STREET ADVISORS

Apr 2017 – Mar 2025

PORTSMOUTH, NH

LAKE STREET ADVISORS, LLC

Mar 2013 – Apr 2017

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 19, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAKE STREET ADVISORS GROUP, LLC

CRD 288300 · SEC 801-110455

AUM

$3.1B

Regulatory assets under management

Employees

1,858 client accounts

Services offered by LAKE STREET ADVISORS GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LAKE STREET ADVISORS GROUP, LLC →

Introduction

Speak with Joseph

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joseph is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PORTSMOUTH?

Browse all registered financial advisors in PORTSMOUTH, New Hampshire or claim this profile if it's yours.

Browse PORTSMOUTH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Joseph Winlock Chase offer?

Joseph Winlock Chase specializes in Financial Planning, Investment Management.

What are Joseph Winlock Chase's credentials?

Joseph Winlock Chase is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Winlock Chase located?

Joseph Winlock Chase is based in PORTSMOUTH, New Hampshire, last registered with LAKE STREET ADVISORS GROUP, LLC.

How does Joseph Winlock Chase charge for services?

Joseph Winlock Chase's firm is compensated through percentage of aum, subscription fees, other: percent of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAKE STREET ADVISORS GROUP, LLC?

LAKE STREET ADVISORS GROUP, LLC has approximately 45 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →