Unclaimed Profile

Karen Anne O'donoghue

COMPASS ROSE INVESTMENTS, LLC·PORTSMOUTH, New Hampshire

SIE, Series 7, Series 66Clean record14 years registeredCOMPASS ROSE INVESTMENTS, LLC

110 CHAPEL ST., PORTSMOUTH, NH 03801CRD# 5855773Firm CRD# 286628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Anne O'donoghue · PORTSMOUTH, NH

Registration

CRD #5855773 · COMPASS ROSE INVESTMENTS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

BECK BODE LLC

Dec 2022 – present

COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT

Mar 2023 – Dec 2023

PORTSMOUTH, NH

COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT

May 2017 – Dec 2022

PORTSMOUTH, NH

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2012 – May 2017

PORTSMOUTH, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · May 1, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS ROSE INVESTMENTS, LLC

CRD 286628 · SEC 801-118174

AUM

$104M

Regulatory assets under management

Employees

602 client accounts

Services offered by COMPASS ROSE INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS ROSE INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Karen Anne O'donoghue offer?

Karen Anne O'donoghue specializes in Financial Planning, Investment Management. Contact their office in PORTSMOUTH, New Hampshire for a consultation.

What are Karen Anne O'donoghue's credentials?

Karen Anne O'donoghue is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Anne O'donoghue located?

Karen Anne O'donoghue is based in PORTSMOUTH, New Hampshire, working with COMPASS ROSE INVESTMENTS, LLC. Their office serves clients in the PORTSMOUTH metropolitan area and surrounding communities.

How does Karen Anne O'donoghue charge for services?

Karen Anne O'donoghue's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS ROSE INVESTMENTS, LLC?

COMPASS ROSE INVESTMENTS, LLC has approximately 4 employees and manages $104M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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