Unclaimed Profile

James Michael Odonoghue

COMPASS ROSE INVESTMENTS, LLC·PORTSMOUTH, New Hampshire

SIE, Series 7, Series 24, Series 31, Series 63, Series 6522 years registeredCOMPASS ROSE INVESTMENTS, LLC

110 CHAPEL ST., PORTSMOUTH, NH 03801CRD# 3092644Firm CRD# 286628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Odonoghue · PORTSMOUTH, NH

Registration

CRD #3092644 · COMPASS ROSE INVESTMENTS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMPASS ROSE INVESTMENTS, LLC

COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT

Mar 2023 – May 2023

PORTSMOUTH, NH

BECK BODE LLC

Dec 2022 – Apr 2023

Portsmouth, NH

COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT

May 2017 – Dec 2022

PORTSMOUTH, NH

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jun 2011 – May 2017

PORTSMOUTH, NH

WELLS FARGO ADVISORS, LLC

Jan 2004 – Jun 2011

PORTSMOUTH, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · January 28, 2004

Years registered · 22

Disclosure History

1999Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPASS ROSE INVESTMENTS, LLC

CRD 286628 · SEC 801-118174

AUM

$104M

Regulatory assets under management

Employees

602 client accounts

Services offered by COMPASS ROSE INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS ROSE INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does James Michael Odonoghue offer?

James Michael Odonoghue specializes in Financial Planning, Investment Management.

What are James Michael Odonoghue's credentials?

James Michael Odonoghue is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Odonoghue located?

James Michael Odonoghue is based in PORTSMOUTH, New Hampshire, last registered with COMPASS ROSE INVESTMENTS, LLC.

How does James Michael Odonoghue charge for services?

James Michael Odonoghue's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS ROSE INVESTMENTS, LLC?

COMPASS ROSE INVESTMENTS, LLC has approximately 4 employees and manages $104M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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