Unclaimed Profile

Andrew Charles Lord

ESSENTIAL PLANNING, LLC·PORTSMOUTH, New Hampshire

SIE, Series 6, Series 63, Series 99TOChFC24 years registeredESSENTIAL PLANNING, LLC

500 MARKET STREET, UNIT 1D, PORTSMOUTH, NH 03801CRD# 1289303Firm CRD# 106651

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Charles Lord · PORTSMOUTH, NH

Registration

CRD #1289303 · ESSENTIAL PLANNING, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ESSENTIAL PLANNING, LLC

Aug 2002 – present

INVESTORS CAPITAL ADVISORY

Jul 2014 – Aug 2016

PORTSMOUTH, NH

INVESTORS CAPITAL ADVISORY

May 2014 – Jun 2014

PORTSMOUTH, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 99TO

Registration record

First registered · August 6, 2002

Years registered · 24

Professional designation · ChFC

Disclosure History

2014Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ESSENTIAL PLANNING, LLC

CRD 106651 · SEC 801-51363

AUM

$379M

Regulatory assets under management

Employees

1,676 client accounts

Services offered by ESSENTIAL PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ESSENTIAL PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Charles Lord offer?

Andrew Charles Lord specializes in Financial Planning, Investment Management. Contact their office in PORTSMOUTH, New Hampshire for a consultation.

What are Andrew Charles Lord's credentials?

Andrew Charles Lord holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Andrew Charles Lord located?

Andrew Charles Lord is based in PORTSMOUTH, New Hampshire, working with ESSENTIAL PLANNING, LLC. Their office serves clients in the PORTSMOUTH metropolitan area and surrounding communities.

How does Andrew Charles Lord charge for services?

Andrew Charles Lord's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ESSENTIAL PLANNING, LLC?

ESSENTIAL PLANNING, LLC has approximately 9 employees and manages $379M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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