Unclaimed Profile

Steven M Dalton

BROPHY WEALTH MANAGEMENT, LLC·BEDFORD, New Hampshire

SIE, Series 7, Series 63, Series 66CFP ChFCClean record17 years registeredBROPHY WEALTH MANAGEMENT, LLC

40 SOUTH RIVER ROAD, BEDFORD, NH 03110CRD# 5538229Firm CRD# 169894

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven M Dalton · BEDFORD, NH

Registration

CRD #5538229 · BROPHY WEALTH MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2024 – present

CETERA WEALTH SERVICES, LLC

Jun 2024 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nov 2018 – Jun 2024

Bedford, NH

BROPHY WEALTH MANAGEMENT, LLC

Dec 2013 – Nov 2018

BEDFORD, NH

BROPHY WEALTH MANAGEMENT, LLC

May 2009 – Dec 2013

BEDFORD, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · May 28, 2009

Years registered · 17

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROPHY WEALTH MANAGEMENT, LLC

CRD 169894 · SEC 801-78964

AUM

$407M

Regulatory assets under management

Employees

119 client accounts

Services offered by BROPHY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BROPHY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Steven M Dalton offer?

Steven M Dalton specializes in Financial Planning, Investment Management. Contact their office in BEDFORD, New Hampshire for a consultation.

What are Steven M Dalton's credentials?

Steven M Dalton holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Steven M Dalton located?

Steven M Dalton is based in BEDFORD, New Hampshire, working with BROPHY WEALTH MANAGEMENT, LLC. Their office serves clients in the BEDFORD metropolitan area and surrounding communities.

How does Steven M Dalton charge for services?

Steven M Dalton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROPHY WEALTH MANAGEMENT, LLC?

BROPHY WEALTH MANAGEMENT, LLC has approximately 8 employees and manages $407M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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