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James Stephen Brophy

BROPHY WEALTH MANAGEMENT, LLC·BEDFORD, New Hampshire
SIE, Series 7, Series 66CFPClean record10 years registeredBROPHY WEALTH MANAGEMENT, LLC
40 SOUTH RIVER ROAD, BEDFORD, NH 03110CRD# 5731000Firm CRD# 169894

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Stephen Brophy · BEDFORD, NH
Registration
CRD #5731000 · BROPHY WEALTH MANAGEMENT, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

BROPHY WEALTH MANAGEMENT, LLC
Mar 2016 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · March 10, 2016
Years registered · 10
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BROPHY WEALTH MANAGEMENT, LLC
CRD 169894 · SEC 801-78964
AUM
$407M
Regulatory assets under management
Employees
8
119 client accounts
Services offered by BROPHY WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BROPHY WEALTH MANAGEMENT, LLC →
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Frequently Asked Questions

What services does James Stephen Brophy offer?
James Stephen Brophy specializes in Financial Planning, Investment Management. Contact their office in BEDFORD, New Hampshire for a consultation.
What are James Stephen Brophy's credentials?
James Stephen Brophy holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is James Stephen Brophy located?
James Stephen Brophy is based in BEDFORD, New Hampshire, working with BROPHY WEALTH MANAGEMENT, LLC. Their office serves clients in the BEDFORD metropolitan area and surrounding communities.
How does James Stephen Brophy charge for services?
James Stephen Brophy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROPHY WEALTH MANAGEMENT, LLC?
BROPHY WEALTH MANAGEMENT, LLC has approximately 8 employees and manages $407M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BROPHY WEALTH MANAGEMENT, LLC

Stephen Albert Brophy
BEDFORD, NH
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Steven M Dalton
BEDFORD, NH
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