Unclaimed Profile

Nicholas Bernard Rowe

FOCUS CAPITAL INC.·BEDFORD, New Hampshire

Series 6, Series 7, Series 24, Series 63, Series 65CFP25 years registeredFOCUS CAPITAL INC.

166 SOUTH RIVER ROAD, BEDFORD, NH 03110-6805CRD# 2109143Firm CRD# 117715

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Bernard Rowe · BEDFORD, NH

Registration

CRD #2109143 · FOCUS CAPITAL INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FOCUS CAPITAL INC.

FOCUS CAPITAL WEALTH MANAGEMENT, INC.

Mar 2001 – Jan 2013

BEDFORD, NH

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 14, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

2014Regulatory·Final

2012Customer Dispute·Award / Judgment

2012Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FOCUS CAPITAL INC.

CRD 117715 · SEC 801-64156

AUM

$25M

Regulatory assets under management

Employees

54 client accounts

Services offered by FOCUS CAPITAL INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOCUS CAPITAL INC. →

Introduction

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Frequently Asked Questions

What services does Nicholas Bernard Rowe offer?

Nicholas Bernard Rowe specializes in Financial Planning, Investment Management.

What are Nicholas Bernard Rowe's credentials?

Nicholas Bernard Rowe holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nicholas Bernard Rowe located?

Nicholas Bernard Rowe is based in BEDFORD, New Hampshire, last registered with FOCUS CAPITAL INC..

How does Nicholas Bernard Rowe charge for services?

Nicholas Bernard Rowe's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOCUS CAPITAL INC.?

FOCUS CAPITAL INC. has approximately 1 employees and manages $25M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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