Unclaimed Profile

Stephen Albert Brophy

BROPHY WEALTH MANAGEMENT, LLC·BEDFORD, New Hampshire

SIE, Series 7, Series 24, Series 63CFP ChFCPFSClean record28 years registeredBROPHY WEALTH MANAGEMENT, LLC

40 SOUTH RIVER ROAD, BEDFORD, NH 03110CRD# 1490789Firm CRD# 169894

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Albert Brophy · BEDFORD, NH

Registration

CRD #1490789 · BROPHY WEALTH MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

BROPHY WEALTH MANAGEMENT, LLC

Dec 2013 – present

BROPHY WEALTH MANAGEMENT, LLC

Jan 2007 – Dec 2013

BEDFORD, NH

JEFFERSON PILOT SECURITIES CORP

Nov 2003 – Dec 2007

BEDFORD, NH

INDEPENDENT ADVISERS GROUP CORP

Feb 1998 – Oct 2005

BEDFORD, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · February 2, 1998

Years registered · 28

Professional designations · CFP, ChFC, PFS

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROPHY WEALTH MANAGEMENT, LLC

CRD 169894 · SEC 801-78964

AUM

$407M

Regulatory assets under management

Employees

119 client accounts

Services offered by BROPHY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BROPHY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Albert Brophy offer?

Stephen Albert Brophy specializes in Financial Planning, Investment Management. Contact their office in BEDFORD, New Hampshire for a consultation.

What are Stephen Albert Brophy's credentials?

Stephen Albert Brophy holds the following professional designations: CFP, ChFC, PFS. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Stephen Albert Brophy located?

Stephen Albert Brophy is based in BEDFORD, New Hampshire, working with BROPHY WEALTH MANAGEMENT, LLC. Their office serves clients in the BEDFORD metropolitan area and surrounding communities.

How does Stephen Albert Brophy charge for services?

Stephen Albert Brophy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROPHY WEALTH MANAGEMENT, LLC?

BROPHY WEALTH MANAGEMENT, LLC has approximately 8 employees and manages $407M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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