OSAIC FS, INC.

FORT WAYNE, Indiana·17 registered advisors·CRD# 3870
SEC# 801-23151246800-237-3813
01

Firm Overview

AUM
$4.5B
Regulatory assets under management
Employees
655
Total firm employees
Advisors
17
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at OSAIC FS, INC.

17 registered advisors
Brian Michael Dixon
FORT WAYNE, Indiana
Carl Raymond Pawsat
FORT WAYNE, Indiana
Charles Carmen Cornelio
CONCORD, New Hampshire
David Edward Armstrong
FORT WAYNE, Indiana
Elizabeth Folger Conover
CONCORD, New Hampshire
Elizabeth M O'brien
CONCORD, New Hampshire
Eugene Michael Mulligan
FORT WAYNE, Indiana
James Stafford Moser
FORT WAYNE, Indiana
Kenneth J. Elder
FORT WAYNE, Indiana
Martin G Byrne
FORT WAYNE, Indiana
Namita Hirang Patel
FORT WAYNE, Indiana
Patrick Joseph Caulfield
FORT WAYNE, Indiana
Paula Lemire Mango
CONCORD, New Hampshire
Robert Martin Sweeney
FORT WAYNE, Indiana
Sanford Breslin Axelroth
CONCORD, New Hampshire
Thomas Clifton Eusebio
FORT WAYNE, Indiana
Wendy L Boyd
FORT WAYNE, Indiana
05

Office Locations

FORT WAYNE, Indiana
12 advisors
CONCORD, New Hampshire
5 advisors

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Data sourced from SEC Form ADV filings. OSAIC FS, INC. (CRD# 3870) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.