Unclaimed Profile

James Arthur Worden

WCG WEALTH ADVISORS, LLC·LAS VEGAS, Nevada

SIE, Series 7, Series 63, Series 65CFAClean record23 years registeredWCG WEALTH ADVISORS, LLC

8925 WEST POST ROAD, LAS VEGAS, NV 89148CRD# 3203089Firm CRD# 173194

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Arthur Worden · LAS VEGAS, NV

Registration

CRD #3203089 · WCG WEALTH ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

THE WEALTH CONSULTING GROUP

Aug 2021 – present

STRAIGHTWAY FINANCIAL LLC

May 2020 – present

LPL FINANCIAL LLC

Jul 2019 – Feb 2020

SACRAMENTO, CA

AW SECURITIES

Jan 2015 – Jul 2019

FOLSOM, CA

PATHWAY STRATEGIC ADVISORS

Jul 2012 – Jan 2014

FOLSOM, CA

BRECEK & YOUNG ADVISORS, INC.

Jan 2009 – May 2012

FOLSOM, CA

SECURITIES AMERICA ADVISORS, INC.

Jan 2009 – Jan 2009

LAVISTA, NE

BRECEK & YOUNG ADVISORS, INC.

Oct 2002 – Jan 2009

FOLSOM, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · October 23, 2002

Years registered · 23

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WCG WEALTH ADVISORS, LLC

CRD 173194 · SEC 801-80386

AUM

$5.2B

Regulatory assets under management

Employees

264

21,408 client accounts

Services offered by WCG WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WCG WEALTH ADVISORS, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LAS VEGAS?

Browse all registered financial advisors in LAS VEGAS, Nevada or claim this profile if it's yours.

Browse LAS VEGAS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Arthur Worden offer?

James Arthur Worden specializes in Financial Planning, Investment Management. Contact their office in LAS VEGAS, Nevada for a consultation.

What are James Arthur Worden's credentials?

James Arthur Worden holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Arthur Worden located?

James Arthur Worden is based in LAS VEGAS, Nevada, working with WCG WEALTH ADVISORS, LLC. Their office serves clients in the LAS VEGAS metropolitan area and surrounding communities.

How does James Arthur Worden charge for services?

James Arthur Worden's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WCG WEALTH ADVISORS, LLC?

WCG WEALTH ADVISORS, LLC has approximately 264 employees and manages $5.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →