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Rosemary Anne Richard

WCG WEALTH ADVISORS, LLC·LAS VEGAS, Nevada
SIE, Series 6, Series 7, Series 24, Series 63, Series 66Clean recordWCG WEALTH ADVISORS, LLC
8925 WEST POST ROAD, LAS VEGAS, NV 89148CRD# 1460975Firm CRD# 173194

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Rosemary Anne Richard · LAS VEGAS, NV
Registration
CRD #1460975 · WCG WEALTH ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 66
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
WCG WEALTH ADVISORS, LLC
CRD 173194 · SEC 801-80386
AUM
$5.2B
Regulatory assets under management
Employees
264
21,408 client accounts
Services offered by WCG WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WCG WEALTH ADVISORS, LLC →
Introduction

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04

Frequently Asked Questions

What services does Rosemary Anne Richard offer?
Rosemary Anne Richard specializes in Financial Planning, Investment Management. Contact their office in LAS VEGAS, Nevada for a consultation.
What are Rosemary Anne Richard's credentials?
Rosemary Anne Richard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rosemary Anne Richard located?
Rosemary Anne Richard is based in LAS VEGAS, Nevada, working with WCG WEALTH ADVISORS, LLC. Their office serves clients in the LAS VEGAS metropolitan area and surrounding communities.
How does Rosemary Anne Richard charge for services?
Rosemary Anne Richard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WCG WEALTH ADVISORS, LLC?
WCG WEALTH ADVISORS, LLC has approximately 264 employees and manages $5.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Nevada
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Research
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