Unclaimed Profile

James J Craven

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·ST. LOUIS, Missouri

SIE, Series 7, Series 24, Series 66Clean record20 years registeredWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103CRD# 4323533Firm CRD# 11025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James J Craven · ST. LOUIS, MO

Registration

CRD #4323533 · WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2006 – May 2008

PRINCETON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · April 26, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD 11025 · SEC 801-57434

AUM

$154.2B

Regulatory assets under management

Employees

3,227

346,499 client accounts

Services offered by WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does James J Craven offer?

James J Craven specializes in Financial Planning, Investment Management, Wealth Management.

What are James J Craven's credentials?

James J Craven is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James J Craven located?

James J Craven is based in ST. LOUIS, Missouri, last registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

How does James J Craven charge for services?

James J Craven's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC?

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC has approximately 3227 employees and manages $154.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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