Unclaimed Profile

Ulric P Mcgough

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·ST. LOUIS, Missouri

SIE, Series 3, Series 6, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66Clean record18 years registeredWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103CRD# 2573824Firm CRD# 11025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ulric P Mcgough · ST. LOUIS, MO

Registration

CRD #2573824 · WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Dec 2012 – Jul 2022

ST. LOUIS, MO

WELLS FARGO CLEARING SERVICES, LLC

Dec 2007 – Jul 2022

CHESTERFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 9

Series 10

Series 24

Series 63

Series 66

Registration record

First registered · December 21, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD 11025 · SEC 801-57434

AUM

$154.2B

Regulatory assets under management

Employees

3,227

346,499 client accounts

Services offered by WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does Ulric P Mcgough offer?

Ulric P Mcgough specializes in Financial Planning, Investment Management, Wealth Management.

What are Ulric P Mcgough's credentials?

Ulric P Mcgough is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ulric P Mcgough located?

Ulric P Mcgough is based in ST. LOUIS, Missouri, last registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

How does Ulric P Mcgough charge for services?

Ulric P Mcgough's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC?

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC has approximately 3227 employees and manages $154.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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