Unclaimed Profile

Colleen Mary Mcelroy-Mathis

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·ST. LOUIS, Missouri

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 6621 years registeredWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103CRD# 2700579Firm CRD# 11025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Colleen Mary Mcelroy-Mathis · ST. LOUIS, MO

Registration

CRD #2700579 · WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · 21 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Jan 2026 – present

WELLS FARGO CLEARING SERVICES, LLC

Sep 2022 – present

WELLS FARGO ADVISORS

Jan 2008 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jan 2008 – present

HATTERAS INVESTMENT PARTNERS LLC

Sep 2007 – Dec 2007

RALEIGH, NC

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Apr 2007 – Jul 2007

RICHMOND, VA

WACHOVIA SECURITIES, LLC

Nov 2004 – Apr 2007

GLEN ALLEN, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 66

Registration record

First registered · November 24, 2004

Years registered · 21

Disclosure History

2020Financial·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD 11025 · SEC 801-57434

AUM

$154.2B

Regulatory assets under management

Employees

3,227

346,499 client accounts

Services offered by WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does Colleen Mary Mcelroy-Mathis offer?

Colleen Mary Mcelroy-Mathis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are Colleen Mary Mcelroy-Mathis's credentials?

Colleen Mary Mcelroy-Mathis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Colleen Mary Mcelroy-Mathis located?

Colleen Mary Mcelroy-Mathis is based in ST. LOUIS, Missouri, working with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does Colleen Mary Mcelroy-Mathis charge for services?

Colleen Mary Mcelroy-Mathis's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC?

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC has approximately 3227 employees and manages $154.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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