Unclaimed Profile

James Hays

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·ST. LOUIS, Missouri

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103CRD# 1569212Firm CRD# 11025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Hays · ST. LOUIS, MO

Registration

CRD #1569212 · WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Brand Profile

Not yet started

Disclosure history

19 disclosures on file · See FINRA BrokerCheck for full record

About

James Hays is a registered financial advisor based in ST. LOUIS, Missouri, affiliated with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS

AUM

$154.2B

Regulatory assets under management

Employees

3227

Total firm employees

View all advisors at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 1569212

Firm CRD# 11025

View on FINRA BrokerCheck →

Looking for a financial advisor in ST. LOUIS?

Browse all registered financial advisors in ST. LOUIS, Missouri or claim this profile if it's yours.

Browse ST. LOUIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Hays offer?

James Hays specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST. LOUIS, Missouri for a consultation.

What are James Hays's credentials?

James Hays is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Hays located?

James Hays is based in ST. LOUIS, Missouri, working with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC. Their office serves clients in the ST. LOUIS metropolitan area and surrounding communities.

How does James Hays charge for services?

James Hays's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC?

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC has approximately 3227 employees and manages $154.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →