Unclaimed Profile

Richard Stephen Scafidi

SAXONY CAPITAL MANAGEMENT LLC.·SAINT LOUIS, Missouri

Series 7, Series 24, Series 6321 years registeredSAXONY CAPITAL MANAGEMENT LLC.

86 KENRICK PLAZA, SAINT LOUIS, MO 63119CRD# 1492828Firm CRD# 122692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Stephen Scafidi · SAINT LOUIS, MO

Registration

CRD #1492828 · SAXONY CAPITAL MANAGEMENT LLC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAXONY CAPITAL MANAGEMENT LLC.

CORNERSTONE SELECT ADVISORS, LLC

Jul 2008 – Oct 2009

NAPLES, FL

SAXONY CAPITAL MANAGEMENT, LLC

Sep 2004 – Feb 2012

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · September 16, 2004

Years registered · 21

Disclosure History

1998Customer Dispute·Award / Judgment

1994Regulatory·Final

1993Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SAXONY CAPITAL MANAGEMENT LLC.

CRD 122692 · SEC 801-68385

AUM

$239M

Regulatory assets under management

Employees

1,192 client accounts

Services offered by SAXONY CAPITAL MANAGEMENT LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAXONY CAPITAL MANAGEMENT LLC. →

Introduction

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Frequently Asked Questions

What services does Richard Stephen Scafidi offer?

Richard Stephen Scafidi specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Stephen Scafidi's credentials?

Richard Stephen Scafidi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Stephen Scafidi located?

Richard Stephen Scafidi is based in SAINT LOUIS, Missouri, last registered with SAXONY CAPITAL MANAGEMENT LLC..

How does Richard Stephen Scafidi charge for services?

Richard Stephen Scafidi's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees to ria's, finders fees, fees third party manager. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAXONY CAPITAL MANAGEMENT LLC.?

SAXONY CAPITAL MANAGEMENT LLC. has approximately 6 employees and manages $239M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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