Unclaimed Profile

Kurt Robert Palos

SAXONY CAPITAL MANAGEMENT LLC.·SAINT LOUIS, Missouri

SIE, Series 7, Series 14, Series 24, Series 26, Series 39, Series 66, Series 82TOClean record12 years registeredSAXONY CAPITAL MANAGEMENT LLC.

11152 S TOWNE SQUARE, SAINT LOUIS, MO 63123CRD# 6063745Firm CRD# 122692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kurt Robert Palos · SAINT LOUIS, MO

Registration

CRD #6063745 · SAXONY CAPITAL MANAGEMENT LLC. · 12 years registered

Brand Profile

Not yet started

Career History

SAXONY CAPITAL MANAGEMENT, LLC

Jan 2014 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 26

Series 39

Series 66

Series 82TO

Registration record

First registered · January 2, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAXONY CAPITAL MANAGEMENT LLC.

CRD 122692 · SEC 801-68385

AUM

$239M

Regulatory assets under management

Employees

1,192 client accounts

Services offered by SAXONY CAPITAL MANAGEMENT LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAXONY CAPITAL MANAGEMENT LLC. →

Introduction

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Frequently Asked Questions

What services does Kurt Robert Palos offer?

Kurt Robert Palos specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAINT LOUIS, Missouri for a consultation.

What are Kurt Robert Palos's credentials?

Kurt Robert Palos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kurt Robert Palos located?

Kurt Robert Palos is based in SAINT LOUIS, Missouri, working with SAXONY CAPITAL MANAGEMENT LLC.. Their office serves clients in the SAINT LOUIS metropolitan area and surrounding communities.

How does Kurt Robert Palos charge for services?

Kurt Robert Palos's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees to ria's, finders fees, fees third party manager. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAXONY CAPITAL MANAGEMENT LLC.?

SAXONY CAPITAL MANAGEMENT LLC. has approximately 6 employees and manages $239M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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