Unclaimed Profile

James Arthur Winkelmann

BLUE OCEAN PORTFOLIOS, LLC·SAINT LOUIS, Missouri

Series 4, Series 7, Series 24, Series 63, Series 6630 years registeredBLUE OCEAN PORTFOLIOS, LLC

1588 SOUTH LINDBERGH, SAINT LOUIS, MO 63131-3513CRD# 1021523Firm CRD# 151546

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Arthur Winkelmann · SAINT LOUIS, MO

Registration

CRD #1021523 · BLUE OCEAN PORTFOLIOS, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BLUE OCEAN PORTFOLIOS, LLC

BLUE OCEAN PORTFOLIOS, LLC

Oct 2009 – Mar 2018

FRONTENAC, MO

HUNTLEIGH CAPITAL MANAGEMENT INC

Oct 1995 – Mar 2010

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · October 15, 1995

Years registered · 30

Disclosure History

2008Customer Dispute·Settled

2002Customer Dispute·Withdrawn

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

BLUE OCEAN PORTFOLIOS, LLC

CRD 151546 · SEC 801-77964

AUM

$125M

Regulatory assets under management

Employees

292 client accounts

Services offered by BLUE OCEAN PORTFOLIOS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BLUE OCEAN PORTFOLIOS, LLC →

Introduction

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Frequently Asked Questions

What services does James Arthur Winkelmann offer?

James Arthur Winkelmann specializes in Financial Planning, Investment Management, Wealth Management.

What are James Arthur Winkelmann's credentials?

James Arthur Winkelmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Arthur Winkelmann located?

James Arthur Winkelmann is based in SAINT LOUIS, Missouri, last registered with BLUE OCEAN PORTFOLIOS, LLC.

How does James Arthur Winkelmann charge for services?

James Arthur Winkelmann's firm is compensated through percentage of aum, other: defined contribution fiduciary services fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE OCEAN PORTFOLIOS, LLC?

BLUE OCEAN PORTFOLIOS, LLC has approximately 3 employees and manages $125M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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