Unclaimed Profile

Richard Edward Griffard

SAXONY CAPITAL MANAGEMENT LLC.·SAINT LOUIS, Missouri

SIE, Series 7, Series 14, Series 24, Series 26, Series 39, Series 52TO, Series 53, Series 63, Series 79TO, Series 82TO, Series 99TOClean record21 years registeredSAXONY CAPITAL MANAGEMENT LLC.

11152 S TOWNE SQUARE, SAINT LOUIS, MO 63123CRD# 2472251Firm CRD# 122692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Edward Griffard · SAINT LOUIS, MO

Registration

CRD #2472251 · SAXONY CAPITAL MANAGEMENT LLC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAXONY CAPITAL MANAGEMENT LLC.

RUDIS CAPITAL MANAGEMENT, INC.

Feb 2014 – Nov 2014

ST. LOUIS, MO

CORNERSTONE SELECT ADVISORS, LLC

Jul 2008 – Oct 2009

ST. LOUIS, MO

SAXONY CAPITAL MANAGEMENT, LLC

Sep 2004 – Jun 2025

SAINT LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 26

Series 39

Series 52TO

Series 53

Series 63

Series 79TO

Series 82TO

Series 99TO

Registration record

First registered · September 16, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAXONY CAPITAL MANAGEMENT LLC.

CRD 122692 · SEC 801-68385

AUM

$239M

Regulatory assets under management

Employees

1,192 client accounts

Services offered by SAXONY CAPITAL MANAGEMENT LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAXONY CAPITAL MANAGEMENT LLC. →

Introduction

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Frequently Asked Questions

What services does Richard Edward Griffard offer?

Richard Edward Griffard specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Edward Griffard's credentials?

Richard Edward Griffard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Edward Griffard located?

Richard Edward Griffard is based in SAINT LOUIS, Missouri, last registered with SAXONY CAPITAL MANAGEMENT LLC..

How does Richard Edward Griffard charge for services?

Richard Edward Griffard's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees to ria's, finders fees, fees third party manager. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAXONY CAPITAL MANAGEMENT LLC.?

SAXONY CAPITAL MANAGEMENT LLC. has approximately 6 employees and manages $239M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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