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Mark Stephen Thompson

SAXONY CAPITAL MANAGEMENT LLC.·SAINT LOUIS, Missouri
SAXONY CAPITAL MANAGEMENT LLC.
11152 S TOWNE SQUARE, SAINT LOUIS, MO 63123CRD# 2975026Firm CRD# 122692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Stephen Thompson · SAINT LOUIS, MO
Registration
CRD #2975026 · SAXONY CAPITAL MANAGEMENT LLC.
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Mark Stephen Thompson is a registered financial advisor based in SAINT LOUIS, Missouri, affiliated with SAXONY CAPITAL MANAGEMENT LLC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SAXONY CAPITAL MANAGEMENT LLC.
SAXONY CAPITAL MANAGEMENT, LLC
AUM
$239M
Regulatory assets under management
Employees
6
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: CONSULTING FEES TO RIA'S, FINDERS FEES, FEES THIRD PARTY MANAGER
Regulatory
SEC/IARD CRD# 2975026
Firm CRD# 122692
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mark Stephen Thompson offer?
Mark Stephen Thompson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAINT LOUIS, Missouri for a consultation.
What are Mark Stephen Thompson's credentials?
Mark Stephen Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Stephen Thompson located?
Mark Stephen Thompson is based in SAINT LOUIS, Missouri, working with SAXONY CAPITAL MANAGEMENT LLC.. Their office serves clients in the SAINT LOUIS metropolitan area and surrounding communities.
How does Mark Stephen Thompson charge for services?
Mark Stephen Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees to ria's, finders fees, fees third party manager. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAXONY CAPITAL MANAGEMENT LLC.?
SAXONY CAPITAL MANAGEMENT LLC. has approximately 6 employees and manages $239M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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