Unclaimed Profile

Thomas Albert Clark

LOCKTON INVESTMENT ADVISORS, LLC·KANSAS CITY, Missouri

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record24 years registeredLOCKTON INVESTMENT ADVISORS, LLC

444 W 47TH STREET, KANSAS CITY, MO 64112CRD# 2816310Firm CRD# 144133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Albert Clark · KANSAS CITY, MO

Registration

CRD #2816310 · LOCKTON INVESTMENT ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CREATIVE PLANNING

Dec 2021 – present

LOCKTON INVESTMENT ADVISORS, LLC

Aug 2007 – Dec 2021

WASHINGTON, DC

AIG FINANCIAL ADVISORS, INC.

Oct 2006 – Jul 2007

WASHINGTON, DC

MMC SECURITIES CORP.

Aug 2003 – Jun 2005

BALTIMORE, MD

NFP SECURITIES, INC.

Mar 2002 – Jun 2003

BALTIMORE, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 18, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOCKTON INVESTMENT ADVISORS, LLC

CRD 144133 · SEC 801-68005

Employees

Total firm employees

Services offered by LOCKTON INVESTMENT ADVISORS, LLC

Per Form ADV

Other

View all advisors at LOCKTON INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Albert Clark offer?

Thomas Albert Clark is a registered financial advisor in KANSAS CITY, Missouri. Contact their office for details on services offered.

What are Thomas Albert Clark's credentials?

Thomas Albert Clark is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Albert Clark located?

Thomas Albert Clark is based in KANSAS CITY, Missouri, working with LOCKTON INVESTMENT ADVISORS, LLC. Their office serves clients in the KANSAS CITY metropolitan area and surrounding communities.

How does Thomas Albert Clark charge for services?

Thomas Albert Clark's firm is compensated through other: referral fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOCKTON INVESTMENT ADVISORS, LLC?

LOCKTON INVESTMENT ADVISORS, LLC has approximately 27 employees. The firm is registered with the SEC as an investment adviser.

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