Unclaimed Profile

Harry Elliott James

LOCKTON INVESTMENT ADVISORS, LLC·KANSAS CITY, Missouri

SIE, Series 2, Series 7, Series 24, Series 63, Series 66Clean record18 years registeredLOCKTON INVESTMENT ADVISORS, LLC

444 W 47TH STREET, KANSAS CITY, MO 64112CRD# 1151498Firm CRD# 144133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harry Elliott James · KANSAS CITY, MO

Registration

CRD #1151498 · LOCKTON INVESTMENT ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LOCKTON INVESTMENT ADVISORS, LLC

LOCKTON INVESTMENT ADVISORS, LLC

Aug 2007 – Oct 2021

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · August 16, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOCKTON INVESTMENT ADVISORS, LLC

CRD 144133 · SEC 801-68005

Employees

Total firm employees

Services offered by LOCKTON INVESTMENT ADVISORS, LLC

Per Form ADV

Other

View all advisors at LOCKTON INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Harry Elliott James offer?

Harry Elliott James is a registered financial advisor in KANSAS CITY, Missouri.

What are Harry Elliott James's credentials?

Harry Elliott James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harry Elliott James located?

Harry Elliott James is based in KANSAS CITY, Missouri, last registered with LOCKTON INVESTMENT ADVISORS, LLC.

How does Harry Elliott James charge for services?

Harry Elliott James's firm is compensated through other: referral fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOCKTON INVESTMENT ADVISORS, LLC?

LOCKTON INVESTMENT ADVISORS, LLC has approximately 27 employees. The firm is registered with the SEC as an investment adviser.

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Other Advisors at LOCKTON INVESTMENT ADVISORS, LLC

Curtis Neil Calvert

KANSAS CITY, MO

David William Altimont

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Nearby cities in Missouri

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Research

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