Unclaimed Profile

Douglas Morris

LOCKTON INVESTMENT ADVISORS, LLC·KANSAS CITY, Missouri

SIE, Series 6, Series 26, Series 63, Series 65, Series 99TOClean record18 years registeredLOCKTON INVESTMENT ADVISORS, LLC

444 W 47TH STREET, KANSAS CITY, MO 64112CRD# 1735746Firm CRD# 144133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Morris · KANSAS CITY, MO

Registration

CRD #1735746 · LOCKTON INVESTMENT ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CREATIVE PLANNING

Dec 2021 – present

LOCKTON INVESTMENT ADVISORS, LLC

Feb 2008 – Dec 2021

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Series 99TO

Registration record

First registered · February 28, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOCKTON INVESTMENT ADVISORS, LLC

CRD 144133 · SEC 801-68005

Employees

Total firm employees

Services offered by LOCKTON INVESTMENT ADVISORS, LLC

Per Form ADV

Other

View all advisors at LOCKTON INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Morris offer?

Douglas Morris is a registered financial advisor in KANSAS CITY, Missouri. Contact their office for details on services offered.

What are Douglas Morris's credentials?

Douglas Morris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Morris located?

Douglas Morris is based in KANSAS CITY, Missouri, working with LOCKTON INVESTMENT ADVISORS, LLC. Their office serves clients in the KANSAS CITY metropolitan area and surrounding communities.

How does Douglas Morris charge for services?

Douglas Morris's firm is compensated through other: referral fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOCKTON INVESTMENT ADVISORS, LLC?

LOCKTON INVESTMENT ADVISORS, LLC has approximately 27 employees. The firm is registered with the SEC as an investment adviser.

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