Unclaimed Profile

Daniel John Nemmers

LOCKTON INVESTMENT ADVISORS, LLC·KANSAS CITY, Missouri

SIE, Series 6, Series 7, Series 24, Series 63, Series 99TOChFCClean record20 years registeredLOCKTON INVESTMENT ADVISORS, LLC

444 W 47TH STREET, KANSAS CITY, MO 64112CRD# 1002629Firm CRD# 144133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel John Nemmers · KANSAS CITY, MO

Registration

CRD #1002629 · LOCKTON INVESTMENT ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LOCKTON INVESTMENT ADVISORS, LLC

LOCKTON INVESTMENT ADVISORS, LLC

Jul 2007 – Jul 2021

DENVER, CO

LOCKTON FINANCIAL ADVISORS, LLC

Jun 2006 – Aug 2007

DENVER, CO

AIG FINANCIAL ADVISORS, INC.

Jan 2006 – Aug 2007

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · January 9, 2006

Years registered · 20

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOCKTON INVESTMENT ADVISORS, LLC

CRD 144133 · SEC 801-68005

Employees

Total firm employees

Services offered by LOCKTON INVESTMENT ADVISORS, LLC

Per Form ADV

Other

View all advisors at LOCKTON INVESTMENT ADVISORS, LLC →

Introduction

Speak with Daniel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in KANSAS CITY?

Browse all registered financial advisors in KANSAS CITY, Missouri or claim this profile if it's yours.

Browse KANSAS CITY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Daniel John Nemmers offer?

Daniel John Nemmers is a registered financial advisor in KANSAS CITY, Missouri.

What are Daniel John Nemmers's credentials?

Daniel John Nemmers holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel John Nemmers located?

Daniel John Nemmers is based in KANSAS CITY, Missouri, last registered with LOCKTON INVESTMENT ADVISORS, LLC.

How does Daniel John Nemmers charge for services?

Daniel John Nemmers's firm is compensated through other: referral fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOCKTON INVESTMENT ADVISORS, LLC?

LOCKTON INVESTMENT ADVISORS, LLC has approximately 27 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →