Unclaimed Profile

Steven Andrew Schmidt

BALLAST ADVISORS, LLC·WOODBURY, Minnesota

SIE, Series 7, Series 63CFP ChFC17 years registeredBALLAST ADVISORS, LLC

683 BIELENBERG DRIVE, WOODBURY, MN 55125CRD# 2269458Firm CRD# 285991

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Andrew Schmidt · WOODBURY, MN

Registration

CRD #2269458 · BALLAST ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

BALLAST ADVISORS, LLC

Feb 2017 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Oct 2012 – Feb 2017

ARDEN HILLS, MN

AMERIPRISE FINANCIAL SERVICES, INC.

Jul 2009 – Dec 2010

ARDEN HILLS, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 9, 2009

Years registered · 17

Professional designations · CFP, ChFC

Disclosure History

2002Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BALLAST ADVISORS, LLC

CRD 285991 · SEC 801-108984

AUM

$512M

Regulatory assets under management

Employees

2,466 client accounts

Services offered by BALLAST ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BALLAST ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Andrew Schmidt offer?

Steven Andrew Schmidt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WOODBURY, Minnesota for a consultation.

What are Steven Andrew Schmidt's credentials?

Steven Andrew Schmidt holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Steven Andrew Schmidt located?

Steven Andrew Schmidt is based in WOODBURY, Minnesota, working with BALLAST ADVISORS, LLC. Their office serves clients in the WOODBURY metropolitan area and surrounding communities.

How does Steven Andrew Schmidt charge for services?

Steven Andrew Schmidt's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALLAST ADVISORS, LLC?

BALLAST ADVISORS, LLC has approximately 16 employees and manages $512M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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