Unclaimed Profile

Richard Gerard Gerczak

BALLAST ADVISORS, LLC·WOODBURY, Minnesota

SIE, Series 4, Series 7, Series 24, Series 51, Series 63CFPClean record31 years registeredBALLAST ADVISORS, LLC

683 BIELENBERG DRIVE, WOODBURY, MN 55125CRD# 2489405Firm CRD# 285991

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Gerard Gerczak · WOODBURY, MN

Registration

CRD #2489405 · BALLAST ADVISORS, LLC · 31 years registered

Brand Profile

Not yet started

Career History

BALLAST ADVISORS, LLC

Feb 2017 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 1995 – Feb 2017

RIVER FALLS, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · April 20, 1995

Years registered · 31

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BALLAST ADVISORS, LLC

CRD 285991 · SEC 801-108984

AUM

$512M

Regulatory assets under management

Employees

2,466 client accounts

Services offered by BALLAST ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BALLAST ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Gerard Gerczak offer?

Richard Gerard Gerczak specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WOODBURY, Minnesota for a consultation.

What are Richard Gerard Gerczak's credentials?

Richard Gerard Gerczak holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Gerard Gerczak located?

Richard Gerard Gerczak is based in WOODBURY, Minnesota, working with BALLAST ADVISORS, LLC. Their office serves clients in the WOODBURY metropolitan area and surrounding communities.

How does Richard Gerard Gerczak charge for services?

Richard Gerard Gerczak's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALLAST ADVISORS, LLC?

BALLAST ADVISORS, LLC has approximately 16 employees and manages $512M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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