Unclaimed Profile

Michael Douglas Brocker

LEGACY WEALTH ASSET MANAGEMENT, LLC·WOODBURY, Minnesota

Clean recordLEGACY WEALTH ASSET MANAGEMENT, LLC

683 BIELENBERG DRIVE, WOODBURY, MN 55125CRD# 1951402Firm CRD# 306732

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Douglas Brocker · WOODBURY, MN

Registration

CRD #1951402 · LEGACY WEALTH ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Michael Douglas Brocker is a registered financial advisor based in WOODBURY, Minnesota, affiliated with LEGACY WEALTH ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

LEGACY WEALTH ASSET MANAGEMENT, LLC

LEGACY WEALTH

AUM

$413M

Regulatory assets under management

Employees

Total firm employees

View all advisors at LEGACY WEALTH ASSET MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1951402

Firm CRD# 306732

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Michael Douglas Brocker offer?

Michael Douglas Brocker specializes in Financial Planning, Investment Management. Contact their office in WOODBURY, Minnesota for a consultation.

What are Michael Douglas Brocker's credentials?

Michael Douglas Brocker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Douglas Brocker located?

Michael Douglas Brocker is based in WOODBURY, Minnesota, working with LEGACY WEALTH ASSET MANAGEMENT, LLC. Their office serves clients in the WOODBURY metropolitan area and surrounding communities.

How does Michael Douglas Brocker charge for services?

Michael Douglas Brocker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY WEALTH ASSET MANAGEMENT, LLC?

LEGACY WEALTH ASSET MANAGEMENT, LLC has approximately 10 employees and manages $413M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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