Unclaimed Profile

Matthew Michael Brocker

LEGACY WEALTH ASSET MANAGEMENT, LLC·WOODBURY, Minnesota

SIE, Series 7, Series 63, Series 65Clean record11 years registeredLEGACY WEALTH ASSET MANAGEMENT, LLC

683 BIELENBERG DRIVE, WOODBURY, MN 55125CRD# 6213411Firm CRD# 306732

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Michael Brocker · WOODBURY, MN

Registration

CRD #6213411 · LEGACY WEALTH ASSET MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

LEGACY WEALTH

Feb 2020 – present

M HOLDINGS SECURITIES, INC.

Nov 2014 – Sep 2020

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · November 14, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY WEALTH ASSET MANAGEMENT, LLC

CRD 306732 · SEC 801-118042

AUM

$413M

Regulatory assets under management

Employees

1,053 client accounts

Services offered by LEGACY WEALTH ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY WEALTH ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Michael Brocker offer?

Matthew Michael Brocker specializes in Financial Planning, Investment Management. Contact their office in WOODBURY, Minnesota for a consultation.

What are Matthew Michael Brocker's credentials?

Matthew Michael Brocker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Michael Brocker located?

Matthew Michael Brocker is based in WOODBURY, Minnesota, working with LEGACY WEALTH ASSET MANAGEMENT, LLC. Their office serves clients in the WOODBURY metropolitan area and surrounding communities.

How does Matthew Michael Brocker charge for services?

Matthew Michael Brocker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY WEALTH ASSET MANAGEMENT, LLC?

LEGACY WEALTH ASSET MANAGEMENT, LLC has approximately 10 employees and manages $413M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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