Unclaimed Profile

Paul Louis Parnell

BALLAST ADVISORS, LLC·WOODBURY, Minnesota

SIE, Series 7, Series 63, Series 6623 years registeredBALLAST ADVISORS, LLC

683 BIELENBERG DRIVE, WOODBURY, MN 55125CRD# 2704387Firm CRD# 285991

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Louis Parnell · WOODBURY, MN

Registration

CRD #2704387 · BALLAST ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

BALLAST ADVISORS, LLC

Feb 2017 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Jul 2003 – Feb 2017

WOODBURY, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · July 15, 2003

Years registered · 23

Disclosure History

2003Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BALLAST ADVISORS, LLC

CRD 285991 · SEC 801-108984

AUM

$512M

Regulatory assets under management

Employees

2,466 client accounts

Services offered by BALLAST ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BALLAST ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Louis Parnell offer?

Paul Louis Parnell specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WOODBURY, Minnesota for a consultation.

What are Paul Louis Parnell's credentials?

Paul Louis Parnell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Louis Parnell located?

Paul Louis Parnell is based in WOODBURY, Minnesota, working with BALLAST ADVISORS, LLC. Their office serves clients in the WOODBURY metropolitan area and surrounding communities.

How does Paul Louis Parnell charge for services?

Paul Louis Parnell's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALLAST ADVISORS, LLC?

BALLAST ADVISORS, LLC has approximately 16 employees and manages $512M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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