Unclaimed Profile

Erica Morgan Bly

OLD PORT ADVISORS, INC·PORTLAND, Maine

SIE, Series 7, Series 66Clean record17 years registeredOLD PORT ADVISORS, INC

130 MIDDLE STREET, PORTLAND, ME 04101-7104CRD# 5198589Firm CRD# 108228

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erica Morgan Bly · PORTLAND, ME

Registration

CRD #5198589 · OLD PORT ADVISORS, INC · 17 years registered

Brand Profile

Not yet started

Career History

OLD PORT ADVISORS

Nov 2017 – present

MORGAN STANLEY

Jan 2012 – Nov 2016

PORTLAND, ME

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2010 – Nov 2011

PORTLAND, ME

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Apr 2010

PORTLAND, ME

CITIGROUP GLOBAL MARKETS INC.

Sep 2008 – Jun 2009

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 24, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OLD PORT ADVISORS, INC

CRD 108228 · SEC 801-60130

AUM

$698M

Regulatory assets under management

Employees

2,276 client accounts

Services offered by OLD PORT ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OLD PORT ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Erica Morgan Bly offer?

Erica Morgan Bly specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.

What are Erica Morgan Bly's credentials?

Erica Morgan Bly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erica Morgan Bly located?

Erica Morgan Bly is based in PORTLAND, Maine, working with OLD PORT ADVISORS, INC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Erica Morgan Bly charge for services?

Erica Morgan Bly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OLD PORT ADVISORS, INC?

OLD PORT ADVISORS, INC has approximately 12 employees and manages $698M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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