Unclaimed Profile

Fredric Wallace Williams

OLD PORT ADVISORS, INC·PORTLAND, Maine

Series 5, Series 7, Series 12, Series 24, Series 63, Series 6517 years registeredOLD PORT ADVISORS, INC

130 MIDDLE STREET, PORTLAND, ME 04101-7104CRD# 712536Firm CRD# 108228

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Fredric Wallace Williams · PORTLAND, ME

Registration

CRD #712536 · OLD PORT ADVISORS, INC · 17 years registered

Brand Profile

Not yet started

Career History

OLD PORT ADVISORS

Dec 2008 – present

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 12

Series 24

Series 63

Series 65

Registration record

First registered · December 4, 2008

Years registered · 17

Disclosure History

1995Customer Dispute·Settled

1994Employment Separation After Allegations

1990Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OLD PORT ADVISORS, INC

CRD 108228 · SEC 801-60130

AUM

$698M

Regulatory assets under management

Employees

2,276 client accounts

Services offered by OLD PORT ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OLD PORT ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Fredric Wallace Williams offer?

Fredric Wallace Williams specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.

What are Fredric Wallace Williams's credentials?

Fredric Wallace Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Fredric Wallace Williams located?

Fredric Wallace Williams is based in PORTLAND, Maine, working with OLD PORT ADVISORS, INC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Fredric Wallace Williams charge for services?

Fredric Wallace Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OLD PORT ADVISORS, INC?

OLD PORT ADVISORS, INC has approximately 12 employees and manages $698M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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