Unclaimed Profile

Laurie Virginia Latham

ARIES WEALTH MANAGEMENT, LLC·PORTLAND, Maine

SIE, Series 7, Series 63, Series 66Clean record23 years registeredARIES WEALTH MANAGEMENT, LLC

183 MIDDLE STREET, PORTLAND, ME 04101CRD# 728793Firm CRD# 175477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laurie Virginia Latham · PORTLAND, ME

Registration

CRD #728793 · ARIES WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARIES WEALTH MANAGEMENT, LLC

ARIES WEALTH MANAGEMENT, LLC

Aug 2015 – May 2022

PORTLAND, ME

UBS FINANCIAL SERVICES INC.

Oct 2002 – Aug 2015

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · October 30, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARIES WEALTH MANAGEMENT, LLC

CRD 175477 · SEC 801-86180

AUM

$426M

Regulatory assets under management

Employees

557 client accounts

Services offered by ARIES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARIES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Laurie Virginia Latham offer?

Laurie Virginia Latham specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Laurie Virginia Latham's credentials?

Laurie Virginia Latham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laurie Virginia Latham located?

Laurie Virginia Latham is based in PORTLAND, Maine, last registered with ARIES WEALTH MANAGEMENT, LLC.

How does Laurie Virginia Latham charge for services?

Laurie Virginia Latham's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARIES WEALTH MANAGEMENT, LLC?

ARIES WEALTH MANAGEMENT, LLC has approximately 5 employees and manages $426M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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