Unclaimed Profile

Charles William Dibner

AURORA FINANCIAL GROUP, LLC·PORTLAND, Maine

Series 6, Series 7, Series 15, Series 63, Series 65Clean record21 years registeredAURORA FINANCIAL GROUP, LLC

85 EXCHANGE STREET, PORTLAND, ME 04101-5036CRD# 720494Firm CRD# 134895

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles William Dibner · PORTLAND, ME

Registration

CRD #720494 · AURORA FINANCIAL GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AURORA FINANCIAL GROUP, LLC

F L PUTNAM INVESTMENT MANAGEMENT CO.

Jul 2023 – Jul 2025

PORTLAND, ME

AURORA FINANCIAL GROUP, LLC

Mar 2011 – Oct 2023

PORTLAND, ME

AURORA FINANCIAL GROUP, LLC

Jul 2005 – Dec 2010

SCARBOROUGH, ME

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 15

Series 63

Series 65

Registration record

First registered · July 6, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AURORA FINANCIAL GROUP, LLC

CRD 134895 · SEC 801-65793

AUM

$53M

Regulatory assets under management

Employees

281 client accounts

Services offered by AURORA FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AURORA FINANCIAL GROUP, LLC →

Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PORTLAND?

Browse all registered financial advisors in PORTLAND, Maine or claim this profile if it's yours.

Browse PORTLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Charles William Dibner offer?

Charles William Dibner specializes in Financial Planning, Investment Management.

What are Charles William Dibner's credentials?

Charles William Dibner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles William Dibner located?

Charles William Dibner is based in PORTLAND, Maine, last registered with AURORA FINANCIAL GROUP, LLC.

How does Charles William Dibner charge for services?

Charles William Dibner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AURORA FINANCIAL GROUP, LLC?

AURORA FINANCIAL GROUP, LLC has approximately 1 employees and manages $53M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →