Unclaimed Profile

William Cranston Jr Fenwick

FIRST KENTUCKY SECURITIES CORPORATION·LOUISVILLE, Kentucky

SIE, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65, Series 99TO20 years registeredFIRST KENTUCKY SECURITIES CORPORATION

4360 BROWNSBORO ROAD, LOUISVILLE, KY 40207CRD# 1547907Firm CRD# 7524

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Cranston Jr Fenwick · LOUISVILLE, KY

Registration

CRD #1547907 · FIRST KENTUCKY SECURITIES CORPORATION · 20 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Sep 2024 – present

FIRST KENTUCKY SECURITIES CORP

Jan 2013 – Oct 2024

LOUISVILLE, KY

FIRST KENTUCKY SECURITIES CORP

Nov 2005 – Dec 2012

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Series 99TO

Registration record

First registered · November 3, 2005

Years registered · 20

Disclosure History

2019Customer Dispute·Award / Judgment

2017Customer Dispute·Award / Judgment

2006Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST KENTUCKY SECURITIES CORPORATION

CRD 7524 · SEC 801-67742

AUM

$679M

Regulatory assets under management

Employees

1,757 client accounts

Services offered by FIRST KENTUCKY SECURITIES CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Educational seminars/workshops

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST KENTUCKY SECURITIES CORPORATION →

Introduction

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Frequently Asked Questions

What services does William Cranston Jr Fenwick offer?

William Cranston Jr Fenwick specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are William Cranston Jr Fenwick's credentials?

William Cranston Jr Fenwick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Cranston Jr Fenwick located?

William Cranston Jr Fenwick is based in LOUISVILLE, Kentucky, working with FIRST KENTUCKY SECURITIES CORPORATION. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does William Cranston Jr Fenwick charge for services?

William Cranston Jr Fenwick's firm is compensated through percentage of aum, hourly charges, subscription fees, other: commissions for fixed income principal transactions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST KENTUCKY SECURITIES CORPORATION?

FIRST KENTUCKY SECURITIES CORPORATION has approximately 20 employees and manages $679M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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