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Edward Matthew Genes

FIRST KENTUCKY SECURITIES CORPORATION·LEXINGTON, Kentucky
Unclaimed Profile
377 EAST MAIN STREET, LEXINGTON, KY 40507CRD# 2955461Firm CRD# 7524
01

About

Edward Matthew Genes is a registered financial advisor based in LEXINGTON, Kentucky, affiliated with FIRST KENTUCKY SECURITIES CORPORATION. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Financial Education
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FIRST KENTUCKY SECURITIES CORPORATION
FIRST KENTUCKY SECURITIES CORP
AUM
$679M
Regulatory assets under management
Employees
20
Total firm employees
View all advisors at FIRST KENTUCKY SECURITIES CORPORATION →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Educational seminars/workshops
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS
Regulatory
SEC/IARD CRD# 2955461
Firm CRD# 7524
7 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Edward Matthew Genes offer?
Edward Matthew Genes specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in LEXINGTON, Kentucky for a consultation.
What are Edward Matthew Genes's credentials?
Edward Matthew Genes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Edward Matthew Genes located?
Edward Matthew Genes is based in LEXINGTON, Kentucky, working with FIRST KENTUCKY SECURITIES CORPORATION. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.
How does Edward Matthew Genes charge for services?
Edward Matthew Genes's firm is compensated through percentage of aum, hourly charges, subscription fees, other: commissions for fixed income principal transactions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST KENTUCKY SECURITIES CORPORATION?
FIRST KENTUCKY SECURITIES CORPORATION has approximately 20 employees and manages $679M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Kentucky
LOUISVILLE (242)COVINGTON (53)FT. WRIGHT (21)PROSPECT (9)BOWLING GREEN (7)
City Guides
LOUISVILLE GuideCOVINGTON GuideFT. WRIGHT GuidePROSPECT GuideBOWLING GREEN Guide
Research
Advisor Fees in KentuckyNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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