Unclaimed Profile

Edward Matthew Genes

FIRST KENTUCKY SECURITIES CORPORATION·LEXINGTON, Kentucky

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 27, Series 31, Series 53, Series 63, Series 66Clean record24 years registeredFIRST KENTUCKY SECURITIES CORPORATION

377 EAST MAIN STREET, LEXINGTON, KY 40507CRD# 2955461Firm CRD# 7524

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edward Matthew Genes · LEXINGTON, KY

Registration

CRD #2955461 · FIRST KENTUCKY SECURITIES CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST KENTUCKY SECURITIES CORPORATION

FIRST KENTUCKY SECURITIES CORP

Dec 2015 – Oct 2016

LOUISVILLE, KY

FTB ADVISORS, INC.

Oct 2013 – Jul 2014

MEMPHIS, TN

FTB ADVISORS, INC.

Apr 2012 – Oct 2013

MEMPHIS, TN

FTB ADVISORS, INC.

Nov 2007 – Mar 2012

MEMPHIS, TN

SIGNATOR INVESTORS, INC.

Mar 2006 – Oct 2007

CORDOVA, TN

TD WATERHOUSE INVESTOR SERVICES, INC.

Oct 2005 – Feb 2006

MEMPHIS, TN

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Feb 2005 – May 2005

GERMANTOWN, TN

TD WATERHOUSE INVESTOR SERVICES, INC.

Jan 2004 – Feb 2005

MEMPHIS, TN

CHARLES SCHWAB & CO., INC.

Jul 2002 – Nov 2003

LITTLE ROCK, AR

MORGAN STANLEY

Jan 2002 – Jun 2002

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 27

Series 31

Series 53

Series 63

Series 66

Registration record

First registered · January 9, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST KENTUCKY SECURITIES CORPORATION

CRD 7524 · SEC 801-67742

AUM

$679M

Regulatory assets under management

Employees

1,757 client accounts

Services offered by FIRST KENTUCKY SECURITIES CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Educational seminars/workshops

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST KENTUCKY SECURITIES CORPORATION →

Introduction

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Frequently Asked Questions

What services does Edward Matthew Genes offer?

Edward Matthew Genes specializes in Financial Planning, Investment Management, Wealth Management, Financial Education.

What are Edward Matthew Genes's credentials?

Edward Matthew Genes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edward Matthew Genes located?

Edward Matthew Genes is based in LEXINGTON, Kentucky, last registered with FIRST KENTUCKY SECURITIES CORPORATION.

How does Edward Matthew Genes charge for services?

Edward Matthew Genes's firm is compensated through percentage of aum, hourly charges, subscription fees, other: commissions for fixed income principal transactions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST KENTUCKY SECURITIES CORPORATION?

FIRST KENTUCKY SECURITIES CORPORATION has approximately 20 employees and manages $679M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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