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Ann Marie Nicholson

FIRST KENTUCKY SECURITIES CORPORATION·LOUISVILLE, Kentucky
Unclaimed Profile
4360 BROWNSBORO ROAD, LOUISVILLE, KY 40207CRD# 2449342Firm CRD# 7524
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About

Ann Marie Nicholson is a registered financial advisor based in LOUISVILLE, Kentucky, affiliated with FIRST KENTUCKY SECURITIES CORPORATION. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Financial Education
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FIRST KENTUCKY SECURITIES CORPORATION
FIRST KENTUCKY SECURITIES CORP
AUM
$679M
Regulatory assets under management
Employees
20
Total firm employees
View all advisors at FIRST KENTUCKY SECURITIES CORPORATION →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Educational seminars/workshops
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS
Regulatory
SEC/IARD CRD# 2449342
Firm CRD# 7524
7 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ann Marie Nicholson offer?
Ann Marie Nicholson specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in LOUISVILLE, Kentucky for a consultation.
What are Ann Marie Nicholson's credentials?
Ann Marie Nicholson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ann Marie Nicholson located?
Ann Marie Nicholson is based in LOUISVILLE, Kentucky, working with FIRST KENTUCKY SECURITIES CORPORATION. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.
How does Ann Marie Nicholson charge for services?
Ann Marie Nicholson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: commissions for fixed income principal transactions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST KENTUCKY SECURITIES CORPORATION?
FIRST KENTUCKY SECURITIES CORPORATION has approximately 20 employees and manages $679M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Kentucky
LEXINGTON (106)COVINGTON (53)FT. WRIGHT (21)PROSPECT (9)BOWLING GREEN (7)
City Guides
LEXINGTON GuideCOVINGTON GuideFT. WRIGHT GuidePROSPECT GuideBOWLING GREEN Guide
Research
Advisor Fees in KentuckyNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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