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Ann Marie Nicholson

FIRST KENTUCKY SECURITIES CORPORATION·LOUISVILLE, Kentucky
SIE, Series 7, Series 9, Series 10, Series 14, Series 23, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 99TOClean recordFIRST KENTUCKY SECURITIES CORPORATION
4360 BROWNSBORO ROAD, LOUISVILLE, KY 40207CRD# 2449342Firm CRD# 7524

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ann Marie Nicholson · LOUISVILLE, KY
Registration
CRD #2449342 · FIRST KENTUCKY SECURITIES CORPORATION
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 14
Series 23
Series 24
Series 52TO
Series 53
Series 55
Series 57TO
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIRST KENTUCKY SECURITIES CORPORATION
CRD 7524 · SEC 801-67742
AUM
$679M
Regulatory assets under management
Employees
20
1,757 client accounts
Services offered by FIRST KENTUCKY SECURITIES CORPORATION
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Educational seminars/workshops
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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04

Frequently Asked Questions

What services does Ann Marie Nicholson offer?
Ann Marie Nicholson specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in LOUISVILLE, Kentucky for a consultation.
What are Ann Marie Nicholson's credentials?
Ann Marie Nicholson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ann Marie Nicholson located?
Ann Marie Nicholson is based in LOUISVILLE, Kentucky, working with FIRST KENTUCKY SECURITIES CORPORATION. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.
How does Ann Marie Nicholson charge for services?
Ann Marie Nicholson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: commissions for fixed income principal transactions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST KENTUCKY SECURITIES CORPORATION?
FIRST KENTUCKY SECURITIES CORPORATION has approximately 20 employees and manages $679M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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