FIRST KENTUCKY SECURITIES CORPORATION

FIRST KENTUCKY SECURITIES CORP
LOUISVILLE, Kentucky·12 registered advisors·CRD# 7524
SEC# 801-677421502-893-7288
01

Firm Overview

AUM
$679M
Regulatory assets under management
Employees
20
Total firm employees
Advisors
12
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Educational seminars/workshops
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS
03

Specialties

Financial PlanningInvestment ManagementWealth ManagementFinancial Education
04

Advisors at FIRST KENTUCKY SECURITIES CORPORATION

12 registered advisors
Ann Marie Nicholson
LOUISVILLE, Kentucky
Christina Jones Harrison
LOUISVILLE, Kentucky
Edward Matthew Genes
LEXINGTON, Kentucky
Frederick Jennings Kramer
LOUISVILLE, Kentucky
Judy Elizabeth Howell
LOUISVILLE, Kentucky
Kevin Patrick Oconnor
LOUISVILLE, Kentucky
Mary Jane Jennings
LOUISVILLE, Kentucky
Raymond Strand Jr Kramer
LOUISVILLE, Kentucky
Ryan Patrick Oconnor
LOUISVILLE, Kentucky
Sheree Long Bollinger
LOUISVILLE, Kentucky
Tyler Darrell Current
LOUISVILLE, Kentucky
William Cranston Jr Fenwick
LOUISVILLE, Kentucky
05

Office Locations

LOUISVILLE, Kentucky
11 advisors
LEXINGTON, Kentucky
1 advisor

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Data sourced from SEC Form ADV filings. FIRST KENTUCKY SECURITIES CORPORATION (CRD# 7524) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.