Unclaimed Profile

Mary Jane Jennings

FIRST KENTUCKY SECURITIES CORPORATION·LOUISVILLE, Kentucky

SIE, Series 6, Series 7, Series 63, Series 65CFP23 years registeredFIRST KENTUCKY SECURITIES CORPORATION

4360 BROWNSBORO ROAD, LOUISVILLE, KY 40207CRD# 1850902Firm CRD# 7524

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Jane Jennings · LOUISVILLE, KY

Registration

CRD #1850902 · FIRST KENTUCKY SECURITIES CORPORATION · 23 years registered

Brand Profile

Not yet started

Career History

FIRST KENTUCKY SECURITIES CORP

Oct 2015 – present

U.S. BANCORP INVESTMENTS, INC.

Jul 2010 – Nov 2015

LOUISVILLE, KY

PNC INVESTMENTS

Jan 2004 – Jul 2010

LOUISVILLE, KY

HILLIARD LYONS ASSET MANAGEMENT

Jun 2003 – Jan 2004

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · June 6, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

2001Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST KENTUCKY SECURITIES CORPORATION

CRD 7524 · SEC 801-67742

AUM

$679M

Regulatory assets under management

Employees

1,757 client accounts

Services offered by FIRST KENTUCKY SECURITIES CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Educational seminars/workshops

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST KENTUCKY SECURITIES CORPORATION →

Introduction

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Frequently Asked Questions

What services does Mary Jane Jennings offer?

Mary Jane Jennings specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Mary Jane Jennings's credentials?

Mary Jane Jennings holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mary Jane Jennings located?

Mary Jane Jennings is based in LOUISVILLE, Kentucky, working with FIRST KENTUCKY SECURITIES CORPORATION. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Mary Jane Jennings charge for services?

Mary Jane Jennings's firm is compensated through percentage of aum, hourly charges, subscription fees, other: commissions for fixed income principal transactions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST KENTUCKY SECURITIES CORPORATION?

FIRST KENTUCKY SECURITIES CORPORATION has approximately 20 employees and manages $679M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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