Unclaimed Profile

John Randall Bugh

J.J.B. HILLIARD, W.L. LYONS, LLC·LOUISVILLE, Kentucky

SIE, Series 6, Series 7, Series 8, Series 24, Series 63Clean recordJ.J.B. HILLIARD, W.L. LYONS, LLC

500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202CRD# 1041111Firm CRD# 453

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Randall Bugh · LOUISVILLE, KY

Registration

CRD #1041111 · J.J.B. HILLIARD, W.L. LYONS, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 8

Series 24

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD 453 · SEC 801-23120

AUM

$9.3B

Regulatory assets under management

Employees

1,025

31,198 client accounts

Services offered by J.J.B. HILLIARD, W.L. LYONS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at J.J.B. HILLIARD, W.L. LYONS, LLC →

Introduction

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Frequently Asked Questions

What services does John Randall Bugh offer?

John Randall Bugh specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are John Randall Bugh's credentials?

John Randall Bugh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Randall Bugh located?

John Randall Bugh is based in LOUISVILLE, Kentucky, working with J.J.B. HILLIARD, W.L. LYONS, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does John Randall Bugh charge for services?

John Randall Bugh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.J.B. HILLIARD, W.L. LYONS, LLC?

J.J.B. HILLIARD, W.L. LYONS, LLC has approximately 1025 employees and manages $9.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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