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Alan Hamburg Newman

J.J.B. HILLIARD, W.L. LYONS, LLC·LOUISVILLE, Kentucky
Unclaimed Profile
500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202CRD# 719981Firm CRD# 453
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About

Alan Hamburg Newman is a registered financial advisor based in LOUISVILLE, Kentucky, affiliated with J.J.B. HILLIARD, W.L. LYONS, LLC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
Institutional Investors
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
J.J.B. HILLIARD, W.L. LYONS, LLC
J.J.B. HILLIARD, W.L. LYONS, LLC
AUM
$9.3B
Regulatory assets under management
Employees
1025
Total firm employees
View all advisors at J.J.B. HILLIARD, W.L. LYONS, LLC →
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 719981
Firm CRD# 453
9 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Alan Hamburg Newman offer?
Alan Hamburg Newman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.
What are Alan Hamburg Newman's credentials?
Alan Hamburg Newman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alan Hamburg Newman located?
Alan Hamburg Newman is based in LOUISVILLE, Kentucky, working with J.J.B. HILLIARD, W.L. LYONS, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.
How does Alan Hamburg Newman charge for services?
Alan Hamburg Newman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J.J.B. HILLIARD, W.L. LYONS, LLC?
J.J.B. HILLIARD, W.L. LYONS, LLC has approximately 1025 employees and manages $9.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Kentucky
LEXINGTON (106)COVINGTON (53)FT. WRIGHT (21)PROSPECT (9)BOWLING GREEN (7)
City Guides
LEXINGTON GuideCOVINGTON GuideFT. WRIGHT GuidePROSPECT GuideBOWLING GREEN Guide
Research
Advisor Fees in KentuckyNational Fee Analysis
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