Unclaimed Profile

Eric M Felty

EQUITY ADVISORS OF KENTUCKY INC·LEXINGTON, Kentucky

SIE, Series 6, Series 7, Series 63, Series 66CFPClean record10 years registeredEQUITY ADVISORS OF KENTUCKY INC

2201 REGENCY RIDGE ROAD, LEXINGTON, KY 40503CRD# 6158347Firm CRD# 116398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric M Felty · LEXINGTON, KY

Registration

CRD #6158347 · EQUITY ADVISORS OF KENTUCKY INC · 10 years registered

Brand Profile

Not yet started

Career History

EQUITY ADVISORS OF KENTUCKY INC

Jul 2019 – present

J.P. MORGAN SECURITIES LLC

Jan 2017 – Mar 2017

WESTERVILLE, OH

MORGAN STANLEY

Aug 2015 – Apr 2016

COLUMBUS, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · August 19, 2015

Years registered · 10

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EQUITY ADVISORS OF KENTUCKY INC

CRD 116398 · SEC 801-112311

AUM

$116M

Regulatory assets under management

Employees

621 client accounts

Services offered by EQUITY ADVISORS OF KENTUCKY INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

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Introduction

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Frequently Asked Questions

What services does Eric M Felty offer?

Eric M Felty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LEXINGTON, Kentucky for a consultation.

What are Eric M Felty's credentials?

Eric M Felty holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Eric M Felty located?

Eric M Felty is based in LEXINGTON, Kentucky, working with EQUITY ADVISORS OF KENTUCKY INC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does Eric M Felty charge for services?

Eric M Felty's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITY ADVISORS OF KENTUCKY INC?

EQUITY ADVISORS OF KENTUCKY INC has approximately 3 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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