Unclaimed Profile

Brian Anthony Guilliom

EQUITY ADVISORS OF KENTUCKY INC·WADDY, Kentucky

Series 7, Series 63, Series 65CFP16 years registeredEQUITY ADVISORS OF KENTUCKY INC

3060 WADDY ROAD, WADDY, KY 40076CRD# 1472349Firm CRD# 116398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Anthony Guilliom · WADDY, KY

Registration

CRD #1472349 · EQUITY ADVISORS OF KENTUCKY INC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EQUITY ADVISORS OF KENTUCKY INC

EQUITY ADVISORS OF KENTUCKY INC

Jul 2019 – Jul 2023

WADDY, KY

EQUITY ADVISORS OF KENTUCKY INC

Nov 2009 – Dec 2018

WADDY, KY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 12, 2009

Years registered · 16

Professional designation · CFP

Disclosure History

2021Regulatory·Final

2006Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EQUITY ADVISORS OF KENTUCKY INC

CRD 116398 · SEC 801-112311

AUM

$116M

Regulatory assets under management

Employees

621 client accounts

Services offered by EQUITY ADVISORS OF KENTUCKY INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EQUITY ADVISORS OF KENTUCKY INC →

Introduction

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Frequently Asked Questions

What services does Brian Anthony Guilliom offer?

Brian Anthony Guilliom specializes in Financial Planning, Investment Management, Wealth Management.

What are Brian Anthony Guilliom's credentials?

Brian Anthony Guilliom holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian Anthony Guilliom located?

Brian Anthony Guilliom is based in WADDY, Kentucky, last registered with EQUITY ADVISORS OF KENTUCKY INC.

How does Brian Anthony Guilliom charge for services?

Brian Anthony Guilliom's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITY ADVISORS OF KENTUCKY INC?

EQUITY ADVISORS OF KENTUCKY INC has approximately 3 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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